Shawfield Wealth Management Ltd

FRN: 491026
Companies House: 04539436
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

873 Salisbury House

29 Finsbury Circus

London

EC2M 5QQ

UNITED KINGDOM

Phone

+4402073742221

Web

https://www.shawfieldwealthmanagement.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alexandra Paola Perricone
IRN AXP01222
- (1)Employed By (26 Jan 2009 to 9 Feb 2009)
John Douglas Brewer
IRN JDB01104
- (1)Employed By (since 11 Nov 2008)
Simon Gough
IRN SXG01157
- (2)Employed By (19 Nov 2021 to 8 Aug 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.