Alexandra Paola Perricone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BERNSTEIN AUTONOMOUS LLP
FRN 500498
- [FCA CF] Client dealing (since 1 Apr 2024)
- [FCA CF] Manager of certification employee (since 1 Apr 2024)
- [FCA CF] Material risk taker (since 1 Jan 2021)
- SMF27 Partner (6 Feb 2021 to 16 Jun 2023)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (26 Jan 2009 to 9 Feb 2009)
Shawfield Wealth Management Ltd (no longer approved here)
FRN 491026
- (1)Employed By (26 Jan 2009 to 9 Feb 2009)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 16 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.