James Henry George Pollard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quaero Capital LLP (no longer approved here)
FRN 434203
- [FCA CF] Client dealing (7 Oct 2021 to 6 Jan 2024)
PREMIER FUND MANAGERS LIMITED (no longer approved here)
FRN 143097
- CF30 Customer (8 Nov 2018 to 8 Dec 2019)
Messels Limited (no longer approved here)
FRN 403323
- CF30 Customer (16 Mar 2018 to 25 Jun 2024)
- CF1 Director (AR) (16 Mar 2018 to 25 Jun 2024)
C&E Capital Consulting Ltd (no longer approved here)
FRN 803670
- Employed By (16 Mar 2018 to 25 Jun 2024)
GABELLI SECURITIES INTERNATIONAL UK LIMITED (no longer approved here)
FRN 536841
- CF30 Customer (15 Jun 2016 to 31 Dec 2017)
GAMCO Asset Management (UK) Limited (no longer approved here)
FRN 197343
- CF30 Customer (25 May 2016 to 31 Dec 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.