Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 15 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (since 6 Oct 2025)
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Denham Wealth Management LLP
FRN 468415
- Employed By (since 15 Oct 2025)
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- [FCA CF] Significant management (3 Oct 2022 to 25 Mar 2024)
- [FCA CF] Material risk taker (3 Oct 2022 to 25 Mar 2024)
- [FCA CF] Client dealing (13 May 2021 to 9 Jul 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (29 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.