Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 15 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 6 Oct 2025)
    • Employed By (since 15 Oct 2025)
  • Quaero Capital LLP (no longer approved here)

    FRN 434203

    • [FCA CF] Significant management (3 Oct 2022 to 25 Mar 2024)
    • [FCA CF] Material risk taker (3 Oct 2022 to 25 Mar 2024)
    • [FCA CF] Client dealing (13 May 2021 to 9 Jul 2024)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2020)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (29 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.