Pyrford International Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442035308517

  Web

  https://www.columbiathreadneedle.com/en/pyrford-international/

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442035308517

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to dealing-only activities.
  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities for the specified customer types.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Franklin Winfield McCann

  IRN FWM01008

  • CF1 Director (1 Dec 2001 to 31 Dec 2003)
• George Pavlos Leventis

  IRN GPL01035

  • CF22 Investment Adviser (Trainee) (26 Jun 2006 to 22 Dec 2006)
• Geraldine Chantal Arrigoni

  IRN GCB01037

  • CF30 Customer (1 Nov 2007 to 1 Oct 2013)
  • CF27 Investment Management (24 Jul 2003 to 31 Oct 2007)
• Gilles Ouellette

  IRN GGO00007

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 8 Nov 2021)
  • CF2 Non Executive Director (28 Jun 2019 to 8 Dec 2019)
  • CF1 Director (1 Dec 2007 to 28 Jun 2019)
• Hans-Jurgen Queisser

  IRN HXQ01002

  • CF1 Director (25 Jan 2008 to 28 Apr 2011)
• Harold William Hillier

  IRN HWH01017

  • CF1 Director (3 Dec 2007 to 3 Dec 2009)
• Ian Barringer

  IRN IXB00120

  • [FCA CF] Significant management (18 Feb 2022 to 31 Dec 2023)
• James Harris

  IRN JXH03381

  • [FCA CF] Material risk taker (since 1 Jan 2026)
• John Dunn

  IRN JXD01381

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jul 2003)
  • CF27 Investment Management (1 Dec 2001 to 2 Dec 2001)
• Julie Griffiths

  IRN JPJ01012

  • [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
  • [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
  • [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)

No changes recorded yet.