Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • CF1 Director (25 Jan 2008 to 28 Apr 2011)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF3 Chief Executive (25 Jan 2008 to 28 Apr 2011)
    • CF30 Customer (1 Nov 2007 to 28 Apr 2011)
    • CF8 Apportionment and Oversight (24 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 28 Apr 2011)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF3 Chief Executive (1 Dec 2001 to 28 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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