PWS Financial Consulting Limited

Date authorised
1 April 2013
Companies House
00518502
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    P W S Financial Consulting Ltd
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2QP
    UNITED KINGDOM
    Phone
    +4401512274792
    Web
    https://www.pwsfc.co.uk

  • Complaints Contact

    P W S Financial Consulting Ltd
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2QP
    UNITED KINGDOM
    Phone
    +4401512274792

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and home finance buy to let, & consumer credit (2nd charge) mortgages.
    • · This permission is limited to debt adjusting with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Stuart Liddell

    IRN JSL00007

    • CF21 Investment Adviser (4 Mar 2003 to 28 Jan 2005)
  • Jane O'Hara

    IRN JEP00037

    • CF21 Investment Adviser (12 Oct 2005 to 10 Feb 2006)
    • CF22 Investment Adviser (Trainee) (14 Sep 2004 to 12 Oct 2005)
  • Janet Susan Whittle

    IRN JSW00017

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
  • John Richard Hagues

    IRN JRH00012

    • CF1 Director (1 Dec 2001 to 22 Jan 2008)
  • Jonathan Adrian Barlow

    IRN JAB01317

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (20 Nov 2008 to 29 Jan 2013)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (4 Oct 2004 to 31 Oct 2007)
    • CF1 Director (7 Jul 2003 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (7 Jul 2003 to 4 Oct 2004)
  • Katy Eileen Lyon

    IRN KEL00008

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Feb 2003)
  • Kevin Gillibrand

    IRN KXG00018

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
  • MARK THOMAS CRIGHTON

    IRN MTC00010

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Mark James Andrews

    IRN MJA01219

    • CF30 Customer (14 Jul 2011 to 22 Feb 2012)
  • Mark Richard Wrigglesworth

    IRN MRW01184

    • CF1 Director (AR) (3 Jun 2009 to 21 Feb 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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