Pure Wealth Management Limited

• Principal Place of Business

  Kimberley House

  Ty Glas Avenue

  Llanishen

  Cardiff

  Caerdydd

  CF14 5DX

  UNITED KINGDOM

  Phone

  +442922671957

  Web

  https://purewealthmanagement.co.uk

• Complaints Contact

  Kimberley House

  Ty Glas Avenue

  Llanishen

  Cardiff

  Caerdydd

  CF14 5DX

  UNITED KINGDOM

  Phone

  +442922671957

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kelly Louise East

  IRN KXE07889

  • [FCA CF] Client dealing (21 Oct 2024 to 27 Nov 2025)
  • [FCA CF] Functions requiring qualifications (14 Oct 2024 to 15 Oct 2024)
• Kyle Bailey

  IRN KXB00401

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 May 2023)
  • [FCA CF] Functions requiring qualifications (since 12 Jul 2022)
• Linh Lieu

  IRN LXL00371

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 23 Apr 2026)
• Lisa Jane Russell

  IRN LJR01086

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
• Mollie Bishop

  IRN MXB01268

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
  • [FCA CF] Significant management (since 11 Dec 2023)
• Paul Cox

  IRN PDC01162

  • [FCA CF] Manager of certification employee (17 Mar 2021 to 31 Jul 2023)
  • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 31 Jul 2023)
  • [FCA CF] Client dealing (17 Mar 2021 to 31 Jul 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2023)
  • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2023)
  • Responsible for Insurance Distribution (21 Nov 2019 to 2 Mar 2023)
  • CF10 Compliance Oversight (21 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Nov 2019 to 8 Dec 2019)
  • CF1 Director (13 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
• Peter Connell

  IRN PXC00340

  • [FCA CF] Client dealing (5 Jul 2021 to 2 Jun 2025)
  • [FCA CF] Functions requiring qualifications (5 Jul 2021 to 2 Jun 2025)
• Peter Jose Browne

  IRN PJB01332

  • CF30 Customer (since 7 Sep 2021)
  • CF1 Director (AR) (since 3 Sep 2021)
• Sheldon Mark Martin

  IRN SMM01206

  • [FCA CF] Client dealing (7 Nov 2022 to 7 Dec 2023)
  • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 7 Dec 2023)
• Stuart Paul D'Ivry

  IRN SPD01138

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 21 Apr 2023)
  • SMF16 Compliance Oversight (since 21 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
  • [FCA CF] Manager of certification employee (since 17 Mar 2021)
  • Responsibility for MCD Intermediation (since 1 Apr 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (13 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (13 Jun 2019 to 8 Dec 2019)

• Browne & Brown IFA Limited

  FRN 954619 · Appointed 13 Jul 2021

No changes recorded yet.