Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Nov 2022)
    • CF30 Customer (10 Feb 2015 to 8 Dec 2019)
  • Pure Wealth Management Limited (no longer approved here)

    FRN 826357

    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 7 Dec 2023)
    • [FCA CF] Client dealing (7 Nov 2022 to 7 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.