Puma Investment Management Limited

• Principal Place of Business

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.pumainvestments.co.uk

• Complaints Contact

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074687900

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Imar Nandha

  IRN IXN01125

  • CF30 Customer (1 Apr 2016 to 31 Oct 2016)
• JOHN JOSEPH CORNWALL

  IRN JJC01186

  • [FCA CF] Client dealing (since 29 Nov 2021)
• Jack Salisbury

  IRN JXS00601

  • [FCA CF] Client dealing (since 19 Mar 2021)
• James Adrian Craig

  IRN JXC01122

  • [FCA CF] Client dealing (15 Feb 2023 to 30 May 2025)
• James Patrick McGregor Ramsay

  IRN JPR01143

  • [FCA CF] Client dealing (since 28 Feb 2025)
  • CF30 Customer (2 Feb 2015 to 31 Aug 2016)
• James Patrick Riley

  IRN JXR01023

  • [FCA CF] Client dealing (since 28 Jan 2026)
• Jennifer Jane Hunt

  IRN JXH03383

  • [FCA CF] Manager of certification employee (since 24 Mar 2026)
  • [FCA CF] Client dealing (since 24 Mar 2026)
• Jeremy Paul Roberts

  IRN JXR00228

  • [FCA CF] Client dealing (11 Nov 2025 to 23 Mar 2026)
  • [FCA CF] Significant management (11 Nov 2025 to 23 Mar 2026)
  • [FCA CF] Manager of certification employee (11 Nov 2025 to 23 Mar 2026)
• Jessica Franks

  IRN JEF01083

  • [FCA CF] Client dealing (since 10 Mar 2026)
  • [FCA CF] Manager of certification employee (since 10 Mar 2026)
• Jim Brydie

  IRN JEB01228

  • CF30 Customer (31 Mar 2015 to 8 Dec 2019)

• Puma Private Equity Limited (no longer appointed)

  FRN 825730 · Appointed 12 Nov 2018 · Until 25 Jul 2025

No changes recorded yet.