Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Puma Investment Management Limited
FRN 590919
- [FCA CF] Client dealing (since 28 Feb 2025)
- CF30 Customer (2 Feb 2015 to 31 Aug 2016)
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- (29)Employed By (3 Jan 2023 to 31 Dec 2024)
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- CF30 Customer (3 Jan 2023 to 31 Dec 2024)
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- [FCA CF] Material risk taker (10 May 2021 to 8 Oct 2021)
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- CF30 Customer (26 Sep 2020 to 25 May 2021)
- CF3 Chief Executive (AR) (26 Sep 2020 to 25 May 2021)
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- Employed By (30 Jan 2020 to 22 Jun 2021)
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- CF1 Director (AR) (6 Dec 2016 to 31 Aug 2017)
- CF30 Customer (6 Dec 2016 to 31 Aug 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Apex Investment Advisers Limited
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controlled function added: (29)Employed By at Apex Investment Advisers Limited