Jeremy Paul Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Puma Investment Management Limited (no longer approved here)

    FRN 590919

    • [FCA CF] Significant management (11 Nov 2025 to 23 Mar 2026)
    • [FCA CF] Manager of certification employee (11 Nov 2025 to 23 Mar 2026)
    • [FCA CF] Client dealing (11 Nov 2025 to 23 Mar 2026)
  • Liontrust Investment Partners LLP (no longer approved here)

    FRN 518552

    • [FCA CF] Client dealing (1 Aug 2024 to 4 Mar 2025)
  • Liontrust Fund Partners LLP (no longer approved here)

    FRN 518165

    • [FCA CF] Client dealing (17 Apr 2024 to 31 Jul 2024)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Material risk taker (1 Feb 2023 to 19 Mar 2024)
    • [FCA CF] Client dealing (7 Jan 2022 to 19 Mar 2024)
    • [FCA CF] Significant management (7 Jan 2021 to 19 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Jan 2021 to 19 Mar 2024)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Material risk taker (1 Feb 2023 to 19 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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