Puleston Wealth Management Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Andrew James Williamson
IRN AJW01505
- (2)Employed By (9 Jan 2014 to 8 Aug 2014)
Christopher Ian Cowley
IRN CIC01033
- (3)Employed By (since 3 Dec 2020)
- (4)Employed By (23 Jun 2020 to 11 Sep 2020)
Daniel Joseph Healy
IRN DJH00091
- (2)Employed By (since 4 Feb 2021)
Simon Puleston
IRN SMP01157
- (1)Employed By (since 26 Feb 2013)
Stephen Harry Page
IRN SHP01031
- (1)Employed By (13 Mar 2014 to 26 Jul 2014)
Wayne Geoffrey Coleman
IRN WGC00009
- (3)Employed By (29 Oct 2013 to 26 Jul 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.