Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (20 Apr 2015 to 6 Mar 2016)
-
- CF30 Customer (13 Mar 2014 to 26 Jul 2014)
-
- (1)Employed By (13 Mar 2014 to 26 Jul 2014)
-
- CF30 Customer (24 Jun 2011 to 18 Mar 2014)
-
- CF30 Customer (4 Apr 2008 to 12 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.