Andrew James Williamson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 28 Feb 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 28 Aug 2014)
- CF1 Director (AR) (7 Oct 2014 to 4 Nov 2016)
Capstone Financial Management Ltd
FRN 630674
- Employed By (since 2 Oct 2014)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (9 Jan 2014 to 8 Aug 2014)
Puleston Wealth Management Ltd (no longer approved here)
FRN 595900
- (2)Employed By (9 Jan 2014 to 8 Aug 2014)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (8 Oct 2010 to 21 Jan 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.