Christopher Ian Cowley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Puleston Wealth Management Ltd

    FRN 595900

    • (3)Employed By (since 3 Dec 2020)
    • (4)Employed By (23 Jun 2020 to 11 Sep 2020)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 23 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Aqua Financial Services Ltd (no longer approved here)

    FRN 820345

    • Employed By (7 Sep 2018 to 6 Mar 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (16 Apr 2018 to 6 Mar 2020)
  • Compass Financial (UK) Limited (no longer approved here)

    FRN 616200

    • Employed By (16 Apr 2018 to 6 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.