Prudential International Assurance Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Linked long-term
Issues Insurance

For All, Capital redemption, Linked long-term
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Damian Philip Deus
IRN DPD00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Daniel Philip Spragg
IRN DPS00043
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
David Andrew Key
IRN DAK00010
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
David Fox
IRN DXF00004
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
David Glyn Williams
IRN DGW00011
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
David Hesketh
IRN DXH00166
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
David John Nieman
IRN DJN00008
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
David Nancarrow
IRN DXN01381
- SMF16 Compliance Oversight (since 11 Sep 2023)
David Powers
IRN DXP02304
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Sep 2023 to 27 Jul 2024)
David Simon Davies
IRN DSD00004
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Smaller firms operating under this firm's FCA authorisation.

Coakley & Theaker (no longer appointed)
FRN 207078 · Appointed 21 Aug 2001 · Until 30 Nov 2001
John German Estate Agents (no longer appointed)
FRN 202000 · Appointed 10 May 2001 · Until 30 Nov 2001
Pearsons Mid-Hampshire Ltd (no longer appointed)
FRN 201977 · Appointed 11 Apr 2001 · Until 30 Nov 2001
Wingetts Estate Agents (no longer appointed)
FRN 201914 · Appointed 6 Mar 2001 · Until 30 Nov 2001
Charles Richard Lawrence (no longer appointed)
FRN 159273 · Appointed 6 Mar 2001 · Until 30 Nov 2001
Terry Jarnell Estate Agents (no longer appointed)
FRN 201915 · Appointed 2 Mar 2001 · Until 30 Nov 2001
Gainsborough Estates (no longer appointed)
FRN 195541 · Appointed 11 Jan 2001 · Until 30 Nov 2001
Griffith & Partners (no longer appointed)
FRN 193202 · Appointed 9 Oct 2000 · Until 30 Nov 2001
London Estate & Finance Co Ltd (no longer appointed)
FRN 193621 · Appointed 19 Jul 2000 · Until 30 Nov 2001
DB Finance (no longer appointed)
FRN 201875 · Appointed 16 Jun 2000 · Until 30 Nov 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.