Daniel Philip Spragg

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cornerstone Finance Group Ltd

    FRN 767202

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 14 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
  • Danjo & Co Financial Ltd

    FRN 839130

    • Employed By (since 14 Apr 2025)
    • Employed By (6 Apr 2019 to 16 Jun 2023)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • [FCA CF] Functions requiring qualifications (12 Jan 2024 to 13 Aug 2024)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (3 Apr 2023 to 11 Apr 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2023)
    • CF1 Director (AR) (6 Apr 2019 to 16 Jun 2023)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF21 Investment Adviser (18 Mar 2003 to 14 Nov 2003)
    • CF22 Investment Adviser (Trainee) (10 May 2002 to 18 Mar 2003)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.