Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lesley Anne Scott

  IRN LAS00028

  • CF30 Customer (3 Sep 2012 to 9 Sep 2013)
• Lisa Marie Thompson

  IRN LMT01030

  • CF21 Investment Adviser (20 Sep 2007 to 10 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Sep 2005 to 20 Sep 2007)
• Lloyd Haworth

  IRN LAH01078

  • CF30 Customer (2 Apr 2013 to 9 Sep 2013)
• Lorraine Alexandra Wilson

  IRN LAW00002

  • CF30 Customer (9 Jul 2013 to 9 Sep 2013)
• Louise Elizabeth Newton

  IRN LEN01013

  • CF30 Customer (6 Sep 2016 to 8 Sep 2016)
• Louise Moore

  IRN LXV00001

  • CF30 Customer (31 Oct 2012 to 9 Sep 2013)
• Lucy Moran

  IRN LXM01460

  • CF30 Customer (7 May 2013 to 9 Sep 2013)
• Malcolm David James

  IRN MDJ00003

  • CF30 Customer (25 Feb 2010 to 25 Feb 2011)
• Malcolm Graham McCaig

  IRN MGM01071

  • CF10 Compliance Oversight (28 Oct 2005 to 11 Sep 2006)
  • CF14 Risk Assessment (28 Oct 2005 to 11 Sep 2006)
• Mani Pillai

  IRN SXP00124

  • [FCA CF] Significant management (since 12 Aug 2020)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.