Prosperis Limited

• Principal Place of Business

  1st Floor

  9 St James Business Park

  Knaresborough

  North Yorkshire

  HG5 8QB

  UNITED KINGDOM

  Phone

  +441423223640

  Web

  https://www.prosperis.co.uk

• Complaints Contact

  1st Floor

  9 St James Business Park

  Knaresborough

  HG5 8QB

  UNITED KINGDOM

  Phone

  +441423223640

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rebecca Mason

  IRN RXM01473

  • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 22 Dec 2005)
• Richard Wilkinson

  IRN RXW00194

  • [FCA CF] Functions requiring qualifications (24 May 2023 to 30 Jun 2024)
• Robert Bamford

  IRN RXB02436

  • CF30 Customer (15 Apr 2015 to 25 Apr 2017)
• Robert James Ingram

  IRN RJI00006

  • CF22 Investment Adviser (Trainee) (15 Jan 2004 to 2 Sep 2005)
• Robert Michael Smith

  IRN RMS01172

  • CF30 Customer (23 Jan 2009 to 9 Oct 2009)
• Samuel Dillon

  IRN SXD02475

  • CF30 Customer (5 Mar 2018 to 12 Oct 2018)
• Stephen Richard Bridges

  IRN SRB00007

  • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
  • CF24 Pension Transfer Specialist (22 Feb 2005 to 31 Oct 2007)
• Steven Ratcliffe

  IRN SXR02554

  • CF30 Customer (4 Jan 2018 to 17 Jul 2018)
• Terrance Michael Bartley Meehan

  IRN TMM00005

  • CF22 Investment Adviser (Trainee) (26 Mar 2004 to 5 Apr 2006)
• Thomas Alexander La Dell

  IRN TAL01042

  • CF30 Customer (6 May 2014 to 26 Feb 2016)

No changes recorded yet.