Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • Age Partnership Wealth Management Limited (no longer approved here)

    FRN 670493

    • CF30 Customer (24 Apr 2017 to 16 Mar 2018)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • CF30 Customer (15 Apr 2015 to 25 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.