Robert Michael Smith

• Rock Wealth LLP

  FRN 610181

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2026)
  • [FCA CF] Client dealing (since 30 Jan 2026)
  • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2026)
  • CF30 Customer (since 20 Jan 2026)
  • CF1 Director (AR) (since 20 Jan 2026)
• ROCKWEALTH CHISWICK LTD

  FRN 1048335

  • (1)Employed By (since 20 Jan 2026)
• Best Practice IFA Group Limited (no longer approved here)

  FRN 223112

  • Appointed representative dealing with clients for which they require qualification (6 May 2025 to 28 Nov 2025)
  • CF30 Customer (6 May 2025 to 28 Nov 2025)
  • [FCA CF] Client dealing (6 May 2025 to 28 Nov 2025)
• Moore Kingston Smith Financial Advisers Ltd (no longer approved here)

  FRN 558116

  • (26)Employed By (6 May 2025 to 28 Nov 2025)
• LIFT-Financial Ltd (no longer approved here)

  FRN 471394

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2025)
  • CF30 Customer (13 Jun 2014 to 8 Dec 2019)
• Bartlett Wealth Management Ltd (no longer approved here)

  FRN 114800

  • CF30 Customer (14 Sep 2010 to 31 May 2013)
• Prosperis Limited (no longer approved here)

  FRN 223586

  • CF30 Customer (23 Jan 2009 to 9 Oct 2009)
• Interactive Investor Services Limited (no longer approved here)

  FRN 141282

  • CF26 Customer Trading (17 Jan 2006 to 20 Jul 2007)

No changes recorded yet.