Prosperis Limited

Date authorised
1 April 2013
Companies House
04522785
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    9 St James Business Park
    Knaresborough
    North Yorkshire
    HG5 8QB
    UNITED KINGDOM
    Phone
    +441423223640
    Web
    https://www.prosperis.co.uk

  • Complaints Contact

    1st Floor
    9 St James Business Park
    Knaresborough
    HG5 8QB
    UNITED KINGDOM
    Phone
    +441423223640

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory Robert Turnbull

    IRN GRT01060

    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • Hilary Ellen Austin

    IRN HEA01007

    • CF10 Compliance Oversight (25 Feb 2004 to 31 Dec 2004)
    • CF21 Investment Adviser (25 Feb 2004 to 31 Dec 2004)
    • CF1 Director (15 Jan 2004 to 31 Dec 2004)
    • CF3 Chief Executive (15 Jan 2004 to 31 Dec 2004)
    • CF8 Apportionment and Oversight (15 Jan 2004 to 31 Dec 2004)
  • Ian George Liddle

    IRN IGL01018

    • CF2 Non Executive Director (11 Oct 2005 to 28 Feb 2006)
    • CF3 Chief Executive (19 Jan 2005 to 19 Sep 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Sep 2005)
    • CF8 Apportionment and Oversight (25 Nov 2004 to 19 Sep 2005)
    • CF1 Director (25 Nov 2004 to 19 Sep 2005)
  • Ian Gillings

    IRN IXG00008

    • CF2 Non Executive Director (28 Aug 2003 to 4 Dec 2003)
  • Jamie Alexander Caulfield

    IRN JAC01244

    • CF22 Investment Adviser (Trainee) (15 Jan 2004 to 15 Jan 2004)
  • Jan Zbigniew Sulkowski

    IRN JZS00001

    • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 30 Sep 2006)
  • Joanne Taylor Jackson

    IRN JXT00099

    • CF22 Investment Adviser (Trainee) (19 Mar 2003 to 10 Apr 2003)
  • John Allan Walton

    IRN JAW00002

    • CF21 Investment Adviser (16 May 2006 to 20 Sep 2006)
    • CF22 Investment Adviser (Trainee) (4 Jul 2005 to 16 May 2006)
  • John Gordon Chadwick

    IRN JGC01072

    • CF30 Customer (1 Nov 2007 to 3 Sep 2010)
    • CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Oct 2006 to 6 Jun 2007)
  • John Howard Palfrey

    IRN JHP00019

    • CF22 Investment Adviser (Trainee) (15 Jan 2004 to 23 Feb 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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