John Howard Palfrey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

City House Investors Limited (no longer approved here)
FRN 443586
- CF30 Customer (1 Nov 2007 to 9 Jul 2008)
- CF1 Director (AR) (11 Aug 2006 to 9 Jul 2008)
- CF21 Investment Adviser (11 Aug 2006 to 31 Oct 2007)
Bright Future IFA Ltd (no longer approved here)
FRN 449341
- Employed By (11 Aug 2006 to 22 Oct 2014)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2006)
- CF22 Investment Adviser (Trainee) (22 Aug 2005 to 24 Apr 2006)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF21 Investment Adviser (1 Apr 2004 to 28 Jul 2005)
Prosperis Limited (no longer approved here)
FRN 223586
- CF22 Investment Adviser (Trainee) (15 Jan 2004 to 23 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.