City House Investors Limited

Date authorised
1 April 2013
Companies House
05608435
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Calm Waters
    Shaw Lane
    Beckwithshaw
    Harrogate
    North Yorkshire
    HG3 1QZ
    UNITED KINGDOM
    Phone
    +4403448580581
    Web
    https://www.cityhouseinvestors.co.uk

  • Complaints Contact

    Calm Waters
    Shaw Lane
    Beckwithshaw
    Harrogate
    North Yorkshire
    HG3 1QZ
    UNITED KINGDOM
    Phone
    +447917145633

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Mills

    IRN AJM00055

    • CF30 Customer (1 Nov 2007 to 28 Feb 2008)
    • CF1 Director (AR) (2 Oct 2007 to 28 Feb 2008)
    • CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (26 Oct 2006 to 31 Oct 2007)
  • Jamie Anderson Holmes

    IRN JAH01275

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2024)
    • CF1 Director (4 Feb 2016 to 11 Jan 2018)
    • CF30 Customer (12 Mar 2014 to 8 Dec 2019)
  • John Howard Palfrey

    IRN JHP00019

    • CF30 Customer (1 Nov 2007 to 9 Jul 2008)
    • CF21 Investment Adviser (11 Aug 2006 to 31 Oct 2007)
    • CF1 Director (AR) (11 Aug 2006 to 9 Jul 2008)
  • John Nicholas Robinson

    IRN JNR00007

    • CF21 Investment Adviser (8 Feb 2006 to 8 Jan 2007)
  • Jonathan James Bolton

    IRN JJB01163

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2024)
  • Michael Bains

    IRN MXB00326

    • CF30 Customer (1 Nov 2007 to 14 Jul 2008)
    • CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
  • Paul David Tallet

    IRN PDT00003

    • CF24 Pension Transfer Specialist (10 Mar 2006 to 6 Dec 2006)
    • CF21 Investment Adviser (10 Mar 2006 to 6 Dec 2006)
  • Robert Nigel Mulhall

    IRN RNM01011

    • CF30 Customer (1 Nov 2007 to 20 Feb 2008)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
  • Simon John Dixon

    IRN SJD01228

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 25 Jul 2006)
    • CF11 Money Laundering Reporting (27 Mar 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Mar 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Mar 2006 to 31 Mar 2009)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
    • CF1 Director (2 Feb 2006 to 8 Dec 2019)
  • William Desmond McCall

    IRN WDM01022

    • CF30 Customer (1 Nov 2007 to 20 Nov 2007)
    • CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Feb 2006 to 28 Mar 2006)
    • CF11 Money Laundering Reporting (2 Feb 2006 to 28 Mar 2006)
    • CF8 Apportionment and Oversight (2 Feb 2006 to 28 Mar 2006)
    • Responsible for Insurance Mediation (2 Feb 2006 to 28 Mar 2006)
    • CF1 Director (2 Feb 2006 to 28 Mar 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.