Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Apr 2021)
- SMF27 Partner (9 Dec 2019 to 28 May 2021)
- CF4 Partner (9 Nov 2018 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)
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- Employed By (28 Apr 2006 to 6 Dec 2006)
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- CF21 Investment Adviser (10 Mar 2006 to 6 Dec 2006)
- CF24 Pension Transfer Specialist (10 Mar 2006 to 6 Dec 2006)
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- CF21 Investment Adviser (1 Oct 2002 to 10 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.