Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Accredo Financial Services Limited
FRN 647122
- 14. Managing investments
- SMF3 Executive Director (since 16 May 2025)
- [FCA CF] Functions requiring qualifications (since 4 Oct 2024)
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City House Investors Limited
FRN 443586
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 25 Jul 2006)
- CF10 Compliance Oversight (27 Mar 2006 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Mar 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (27 Mar 2006 to 31 Mar 2009)
- CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
- CF1 Director (2 Feb 2006 to 8 Dec 2019)
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Fundsnet Ltd
FRN 452953
- (1)Employed By (since 25 Jul 2006)
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- CF30 Customer (28 Feb 2014 to 27 Feb 2015)
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- CF21 Investment Adviser (20 Oct 2004 to 7 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.