Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • SMF3 Executive Director (since 16 May 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2024)
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 25 Jul 2006)
    • CF10 Compliance Oversight (27 Mar 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Mar 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Mar 2006 to 31 Mar 2009)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
    • CF1 Director (2 Feb 2006 to 8 Dec 2019)
  • Fundsnet Ltd

    FRN 452953

    • (1)Employed By (since 25 Jul 2006)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (28 Feb 2014 to 27 Feb 2015)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (20 Oct 2004 to 7 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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