Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (4)Employed By (3 May 2017 to 11 Dec 2020)
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- CF30 Customer (18 Sep 2013 to 11 Dec 2020)
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- CF30 Customer (1 Nov 2007 to 3 Sep 2010)
- CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Oct 2006 to 6 Jun 2007)
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- CF22 Investment Adviser (Trainee) (26 May 2006 to 15 Oct 2006)
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- CF21 Investment Adviser (31 Mar 2003 to 8 Dec 2003)
- CF22 Investment Adviser (Trainee) (19 Sep 2002 to 31 Mar 2003)
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- CF22 Investment Adviser (Trainee) (2 Apr 2002 to 11 Apr 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.