Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 1 Aug 2025)
- CF11 Money Laundering Reporting (5 Jan 2015 to 20 Jun 2017)
- CF4 Partner (5 Jan 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Jan 2015 to 20 Jun 2017)
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- CF10 Compliance Oversight (25 Feb 2004 to 31 Dec 2004)
- CF21 Investment Adviser (25 Feb 2004 to 31 Dec 2004)
- CF8 Apportionment and Oversight (15 Jan 2004 to 31 Dec 2004)
- CF3 Chief Executive (15 Jan 2004 to 31 Dec 2004)
- CF1 Director (15 Jan 2004 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.