PROFILE FINANCIAL SOLUTIONS LTD

Date authorised
20 June 2013
Companies House
07731925
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Profile Financial Solutions Ltd
    Norwest Court
    Guildhall Street
    Preston
    Lancashire
    PR1 3NU
    UNITED KINGDOM
    Phone
    +4401772804404
    Web
    https://www.profilepensions.co.uk

  • Complaints Contact

    Profile Financial Solutions Ltd
    Norwest Court
    Guildhall Street
    Preston
    Lancashire
    PR1 3NU
    UNITED KINGDOM
    Phone
    +4401772804404

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Consumer Loans

    Show 1 limitation
    • · Limited lending that is in connection with the repayment of fees [relating to the provision of professional services] / [which are only for ongoing services or regular premiums]

  • Loan Servicing

    Show 1 limitation
    • · Limited Lending that is in connection with the repayment of fees [relating to the provision of professional services]/ [ which are only for ongoing services or regular premiums]

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Riddick

    IRN MXR01644

    • CF2 Non Executive Director (30 Aug 2013 to 11 Jan 2017)
  • Matthew David Wagener

    IRN MXW00119

    • CF30 Customer (28 Apr 2014 to 4 Jun 2014)
  • Michael Harrison

    IRN MXH00126

    • CF30 Customer (20 Jun 2013 to 1 Dec 2016)
    • Responsible for Insurance Mediation (20 Jun 2013 to 1 Dec 2016)
    • CF1 Director (20 Jun 2013 to 1 Dec 2016)
    • CF10 Compliance Oversight (20 Jun 2013 to 20 Sep 2013)
    • CF11 Money Laundering Reporting (20 Jun 2013 to 20 Sep 2013)
  • Michael Rigby

    IRN MXR01653

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 May 2024 to 28 Feb 2025)
    • SMF16 Compliance Oversight (29 May 2024 to 28 Feb 2025)
  • Michelle Gwen Gribbin

    IRN MGL01027

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Dec 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Dec 2024)
    • CF29 Significant management (15 Feb 2019 to 8 Dec 2019)
  • Mohamed Ait Si Brahim

    IRN MXA03946

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2023)
    • CF29 Significant management (21 Apr 2017 to 8 Dec 2019)
  • Nitesh Palana

    IRN NXP00443

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2025)
    • SMF16 Compliance Oversight (since 16 Sep 2025)
  • Olivia Rose Craig

    IRN OXC00006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 18 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Dec 2021)
    • [FCA CF] Client dealing (since 13 Dec 2021)
    • [FCA CF] Functions requiring qualifications (1 May 2020 to 3 Sep 2021)
    • [FCA CF] Client dealing (1 May 2020 to 3 Sep 2021)
  • Patrick Francis Flanagan

    IRN PFF01016

    • CF1 Director (12 Mar 2014 to 4 Apr 2017)
  • Paul Hepplestone

    IRN PXH01710

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jun 2014 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.