Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROFILE FINANCIAL SOLUTIONS LTD
FRN 596398
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 18 Dec 2024)
- [FCA CF] Client dealing (since 13 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 13 Dec 2021)
- [FCA CF] Client dealing (1 May 2020 to 3 Sep 2021)
- [FCA CF] Functions requiring qualifications (1 May 2020 to 3 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.