Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • SMF16 Compliance Oversight (29 May 2024 to 28 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 May 2024 to 28 Feb 2025)
  • MFM Investment Ltd (no longer approved here)

    FRN 629539

    • SMF16 Compliance Oversight (5 Oct 2023 to 28 Feb 2025)
  • Wealthkernel Limited (no longer approved here)

    FRN 723719

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Apr 2023 to 26 Apr 2023)
    • SMF16 Compliance Oversight (20 Apr 2023 to 26 Apr 2023)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF1 Director (24 Jan 2013 to 31 Dec 2015)
    • CF10 Compliance Oversight (5 Oct 2012 to 31 Dec 2015)
    • CF11 Money Laundering Reporting (5 Oct 2012 to 23 Jun 2015)
  • Franklin Templeton Fund Management Limited (no longer approved here)

    FRN 122222

    • CF11 Money Laundering Reporting (1 Oct 2006 to 18 Jan 2011)
    • CF10 Compliance Oversight (1 Oct 2006 to 18 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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