Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (29 May 2024 to 28 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (29 May 2024 to 28 Feb 2025)
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- SMF16 Compliance Oversight (5 Oct 2023 to 28 Feb 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (20 Apr 2023 to 26 Apr 2023)
- SMF16 Compliance Oversight (20 Apr 2023 to 26 Apr 2023)
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- CF1 Director (24 Jan 2013 to 31 Dec 2015)
- CF10 Compliance Oversight (5 Oct 2012 to 31 Dec 2015)
- CF11 Money Laundering Reporting (5 Oct 2012 to 23 Jun 2015)
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- CF11 Money Laundering Reporting (1 Oct 2006 to 18 Jan 2011)
- CF10 Compliance Oversight (1 Oct 2006 to 18 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.