Michael Harrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (4 Mar 2019 to 30 Nov 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (162)Employed By (4 Mar 2019 to 30 Nov 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (15 Dec 2016 to 8 Dec 2019)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (15 Dec 2016 to 30 Nov 2021)
  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • Responsible for Insurance Mediation (20 Jun 2013 to 1 Dec 2016)
    • CF1 Director (20 Jun 2013 to 1 Dec 2016)
    • CF10 Compliance Oversight (20 Jun 2013 to 20 Sep 2013)
    • CF11 Money Laundering Reporting (20 Jun 2013 to 20 Sep 2013)
    • CF30 Customer (20 Jun 2013 to 1 Dec 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF7 Sole Trader (17 Jan 2006 to 31 Mar 2006)
    • CF21 Investment Adviser (25 Feb 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jul 2003 to 25 Feb 2004)
  • Berkeley Court Financial Management (no longer approved here)

    FRN 416463

    • Employed By (8 Dec 2004 to 30 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.