Privium Fund Management (UK) Limited

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FRN: 471186
Date authorised: 1 April 2013
Companies House: 06276584
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+4402034570684

Web

https://www.priviumfund.com
Complaints Contact

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Paul Mack
IRN PXM01323
- CF30 Customer (10 Jun 2008 to 20 Apr 2009)
- CF11 Money Laundering Reporting (10 Jun 2008 to 20 Apr 2009)
- CF10 Compliance Oversight (10 Jun 2008 to 20 Apr 2009)
- CF1 Director (10 Jun 2008 to 20 Apr 2009)
Paul Simpson
IRN PRS01118
- CF1 Director (AR) (13 Aug 2021 to 21 Jun 2022)
- CF30 Customer (13 Aug 2021 to 21 Jun 2022)
Paul-Emile Andre
IRN PXA01735
- CF1 Director (AR) (20 Feb 2018 to 6 Mar 2019)
- CF30 Customer (20 Feb 2018 to 6 Mar 2019)
Pavel Viktorovich Mamai
IRN PXM02052
- CF4 Partner (AR) (21 Aug 2014 to 1 Dec 2016)
- CF30 Customer (19 Aug 2014 to 1 Dec 2016)
Peter John Sibson Rigg
IRN PJR01092
- CF30 Customer (11 Mar 2016 to 17 Jul 2017)
Prabhu Raman
IRN RXP26699
- CF2 Non Executive Director (AR) (14 Apr 2022 to 3 Jan 2023)
Preston Martin Charles Rabl
IRN PMR01083
- CF2 Non Executive Director (AR) (5 Oct 2020 to 31 Dec 2021)
- CF1 Director (AR) (9 Jul 2018 to 5 Oct 2020)
Rafal Jacek Krawiec
IRN RXK00418
- CF30 Customer (4 Dec 2023 to 13 Jan 2025)
Rahul Manesh Shah
IRN RXS00551
- CF30 Customer (since 21 Apr 2026)
- CF1 Director (AR) (since 21 Apr 2026)
- CF30 Customer (13 Jan 2022 to 19 Sep 2023)
Rajendra Patel
IRN RXP01799
- CF30 Customer (27 Feb 2012 to 13 Jan 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Doxa Partners LLP (no longer appointed)
FRN 623193 · Appointed 13 May 2014 · Until 24 Sep 2024
Hamilcar Capital Limited (no longer appointed)
FRN 622709 · Appointed 6 May 2014 · Until 24 Nov 2014
Purple Strategic Capital Limited (no longer appointed)
FRN 498831 · Appointed 12 Mar 2014 · Until 27 Apr 2016
Makalo Capital LLP (no longer appointed)
FRN 613667 · Appointed 27 Jan 2014 · Until 30 Nov 2016
Harbourfront Capital Limited (no longer appointed)
FRN 612475 · Appointed 30 Dec 2013 · Until 4 Feb 2016
Barker Asset Management Limited (no longer appointed)
FRN 611649 · Appointed 13 Dec 2013 · Until 30 Nov 2015
Open Field Capital Limited (no longer appointed)
FRN 607325 · Appointed 16 Sep 2013 · Until 26 Jun 2014
Beca Capital LLP (no longer appointed)
FRN 606308 · Appointed 21 Aug 2013 · Until 18 Jul 2014 · Tied agent
Neural Capital Limited (no longer appointed)
FRN 597429 · Appointed 19 Mar 2013 · Until 30 Apr 2015
Credos Capital Management LLP (no longer appointed)
FRN 595622 · Appointed 7 Feb 2013 · Until 19 May 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.