Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF4 Partner (AR) (6 Jul 2018 to 9 Dec 2024)
- CF30 Customer (6 Jun 2017 to 9 Dec 2024)
-
- CF30 Customer (8 Aug 2013 to 31 May 2017)
- CF4 Partner (AR) (8 Aug 2013 to 31 May 2017)
-
- CF11 Money Laundering Reporting (10 Jun 2008 to 20 Apr 2009)
- CF1 Director (10 Jun 2008 to 20 Apr 2009)
- CF10 Compliance Oversight (10 Jun 2008 to 20 Apr 2009)
- CF30 Customer (10 Jun 2008 to 20 Apr 2009)
-
- CF26 Customer Trading (24 Sep 2002 to 8 Jul 2005)
- CF1 Director (1 Dec 2001 to 8 Jul 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jul 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.