Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Jul 2025)
    • [FCA CF] Significant management (since 9 Jul 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Sep 2020)
    • CF4 Partner (1 Dec 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF4 Partner (AR) (21 Aug 2014 to 1 Dec 2016)
    • CF30 Customer (19 Aug 2014 to 1 Dec 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 18 May 2014)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 18 May 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (23 Mar 2009 to 12 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

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