Privium Fund Management (UK) Limited

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FRN: 471186
Date authorised: 1 April 2013
Companies House: 06276584
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+4402034570684

Web

https://www.priviumfund.com
Complaints Contact

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Oliver Peter George Bowling
IRN OXB00143
- CF30 Customer (since 21 Nov 2023)
Olivia Lauren Jackson
IRN OXJ26308
- CF30 Customer (20 Dec 2019 to 14 Sep 2020)
Pablo Velez
IRN PXV01102
- CF1 Director (AR) (since 1 Jul 2025)
- CF30 Customer (since 8 Jun 2023)
Padraig OMuircheartaigh
IRN PXO00064
- CF30 Customer (2 Jun 2021 to 31 Mar 2024)
Pan Yiannakou
IRN PXY01010
- [FCA CF] Client dealing (16 Sep 2020 to 1 Jul 2024)
Patrick de Villiers
IRN PXD01755
- CF30 Customer (5 Apr 2013 to 30 Apr 2015)
- CF1 Director (AR) (5 Apr 2013 to 30 Apr 2015)
Paul Adam Dackombe
IRN PAD01126
- [FCA CF] Client dealing (25 Nov 2020 to 14 Apr 2021)
Paul Charles Warren
IRN PCW01052
- CF10 Compliance Oversight (10 Jan 2008 to 21 Jan 2008)
- CF1 Director (10 Jan 2008 to 21 Jan 2008)
- CF11 Money Laundering Reporting (10 Jan 2008 to 21 Jan 2008)
- CF30 Customer (10 Jan 2008 to 21 Jan 2008)
Paul Dominic Hamill
IRN PXH01247
- [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2023)
- CF30 Customer (18 Oct 2019 to 8 Dec 2019)
Paul Henry Smith
IRN PHS01062
- CF30 Customer (24 Jul 2012 to 25 Sep 2014)
- CF3 Chief Executive (19 Oct 2010 to 17 Jul 2012)
- CF11 Money Laundering Reporting (29 Jul 2009 to 17 Jul 2012)
- CF10 Compliance Oversight (29 Jul 2009 to 17 Jul 2012)
- CF1 Director (10 Jan 2008 to 17 Jul 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Doxa Partners LLP (no longer appointed)
FRN 623193 · Appointed 13 May 2014 · Until 24 Sep 2024
Hamilcar Capital Limited (no longer appointed)
FRN 622709 · Appointed 6 May 2014 · Until 24 Nov 2014
Purple Strategic Capital Limited (no longer appointed)
FRN 498831 · Appointed 12 Mar 2014 · Until 27 Apr 2016
Makalo Capital LLP (no longer appointed)
FRN 613667 · Appointed 27 Jan 2014 · Until 30 Nov 2016
Harbourfront Capital Limited (no longer appointed)
FRN 612475 · Appointed 30 Dec 2013 · Until 4 Feb 2016
Barker Asset Management Limited (no longer appointed)
FRN 611649 · Appointed 13 Dec 2013 · Until 30 Nov 2015
Open Field Capital Limited (no longer appointed)
FRN 607325 · Appointed 16 Sep 2013 · Until 26 Jun 2014
Beca Capital LLP (no longer appointed)
FRN 606308 · Appointed 21 Aug 2013 · Until 18 Jul 2014 · Tied agent
Neural Capital Limited (no longer appointed)
FRN 597429 · Appointed 19 Mar 2013 · Until 30 Apr 2015
Credos Capital Management LLP (no longer appointed)
FRN 595622 · Appointed 7 Feb 2013 · Until 19 May 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.