Paul Henry Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF30 Customer (24 Jul 2012 to 25 Sep 2014)
    • CF3 Chief Executive (19 Oct 2010 to 17 Jul 2012)
    • CF10 Compliance Oversight (29 Jul 2009 to 17 Jul 2012)
    • CF11 Money Laundering Reporting (29 Jul 2009 to 17 Jul 2012)
    • CF1 Director (10 Jan 2008 to 17 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.