Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2023)
- CF30 Customer (18 Oct 2019 to 8 Dec 2019)
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- CF30 Customer (31 Oct 2011 to 6 Mar 2016)
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- CF1 Director (3 May 2006 to 14 Aug 2008)
- CF3 Chief Executive (3 May 2006 to 14 Aug 2008)
- CF8 Apportionment and Oversight (3 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.