Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2023)
    • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Oct 2011 to 6 Mar 2016)
  • Citadel Securities (Europe) Limited (no longer approved here)

    FRN 447450

    • CF1 Director (3 May 2006 to 14 Aug 2008)
    • CF3 Chief Executive (3 May 2006 to 14 Aug 2008)
    • CF8 Apportionment and Oversight (3 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.