Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 May 2015 to 8 Dec 2019)
    • CF1 Director (1 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 May 2015 to 8 Dec 2019)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF1 Director (AR) (5 Apr 2013 to 30 Apr 2015)
    • CF30 Customer (5 Apr 2013 to 30 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.