Privium Fund Management (UK) Limited

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FRN: 471186
Date authorised: 1 April 2013
Companies House: 06276584
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+4402034570684

Web

https://www.priviumfund.com
Complaints Contact

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christophe Michel Olivier Marie De La Celle
IRN CMD01086
- CF4 Partner (AR) (15 Mar 2012 to 23 Aug 2012)
- CF30 Customer (15 Mar 2012 to 23 Aug 2012)
Christopher Andrews
IRN CXA00191
- [FCA CF] Client dealing (since 21 Dec 2021)
Christopher George Blakiston Houston
IRN CXB80300
- CF30 Customer (21 May 2020 to 14 Apr 2021)
Christopher Graham Reid
IRN CGR01018
- CF30 Customer (27 Jan 2020 to 29 Sep 2020)
- CF1 Director (AR) (27 Jan 2020 to 29 Sep 2020)
Christopher Harris
IRN CXH01810
- CF1 Director (AR) (10 Jan 2014 to 7 Dec 2015)
- CF30 Customer (10 Jan 2014 to 7 Dec 2015)
Christopher Paul Davison
IRN CPD01052
- CF30 Customer (20 Nov 2012 to 14 Oct 2013)
Claudia Delgado Quintela
IRN CDQ01002
- CF1 Director (AR) (since 30 Jul 2019)
- CF30 Customer (since 13 Aug 2018)
Clemens Hendrik Antonius Heijman
IRN CHH01015
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 13 Jun 2025)
- SMF16 Compliance Oversight (17 Jan 2024 to 13 Jun 2025)
- CF10 Compliance Oversight (23 May 2017 to 18 Dec 2017)
- CF11 Money Laundering Reporting (23 May 2017 to 18 Dec 2017)
- CF30 Customer (31 Mar 2011 to 8 Dec 2019)
- CF1 Director (31 Mar 2011 to 8 Dec 2019)
Corrinne Norma Callaway
IRN CNS01014
- SMF3 Executive Director (since 13 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2025)
- SMF16 Compliance Oversight (since 13 Jun 2025)
Daniel Ivan Forsdyke
IRN DIF01015
- CF30 Customer (5 Jun 2008 to 17 Apr 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Pantiles Wealth Creation LLP (no longer appointed)
FRN 839882 · Appointed 9 Apr 2019 · Until 1 Jul 2020
Three Body Capital Limited (no longer appointed)
FRN 834061 · Appointed 20 Feb 2019 · Until 17 Jan 2020
Hampleton Limited (no longer appointed)
FRN 822318 · Appointed 4 Oct 2018 · Until 1 Feb 2019
Hedge Point Advisers Limited (no longer appointed)
FRN 814230 · Appointed 18 Jul 2018 · Until 17 Jun 2019
BTM Global Partners Limited Liability Partnership (no longer appointed)
FRN 812891 · Appointed 3 Jul 2018 · Until 18 Feb 2019
Quantitative Strategic Investments Ltd (no longer appointed)
FRN 812461 · Appointed 27 Jun 2018 · Until 30 Nov 2019
Falckon Limited (no longer appointed)
FRN 812091 · Appointed 21 Jun 2018 · Until 8 Sep 2023
Alderic Limited (no longer appointed)
FRN 811253 · Appointed 11 Jun 2018 · Until 13 Mar 2020
Campfire Asset Management Limited (no longer appointed)
FRN 801068 · Appointed 8 Feb 2018 · Until 11 Mar 2019 · Tied agent
Three Hills Capital Partners LLP (no longer appointed)
FRN 797504 · Appointed 1 Jan 2018 · Until 10 Jan 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.