Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (17 Jan 2024 to 13 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 13 Jun 2025)
    • CF10 Compliance Oversight (23 May 2017 to 18 Dec 2017)
    • CF11 Money Laundering Reporting (23 May 2017 to 18 Dec 2017)
    • CF30 Customer (31 Mar 2011 to 8 Dec 2019)
    • CF1 Director (31 Mar 2011 to 8 Dec 2019)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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