Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Nov 2020)
    • SMF3 Executive Director (since 1 Oct 2020)
    • [FCA CF] Material risk taker (27 Nov 2020 to 1 Jan 2022)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF30 Customer (27 Jan 2020 to 29 Sep 2020)
    • CF1 Director (AR) (27 Jan 2020 to 29 Sep 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.