Principality Building Society

• Principal Place of Business

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

  Web

  https://www.principality.co.uk

• Complaints Contact

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation "debt management plans" is defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher Alun Jones

  IRN CAJ01078

  • CF2 Non Executive Director (1 Apr 2006 to 19 Apr 2013)
• Christopher Bennett

  IRN CXB75320

  • [FCA CF] Functions requiring qualifications (5 Jun 2019 to 9 Aug 2021)
• Christopher Hall

  IRN CJH00046

  • CF21 Investment Adviser (30 Jun 2003 to 13 Apr 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)
• Christopher John Whitehouse

  IRN CJW00056

  • CF21 Investment Adviser (1 Dec 2001 to 26 Oct 2005)
• Christopher Paul Rowlands

  IRN CPR01031

  • CF2 Non Executive Director (1 Jun 2009 to 22 Sep 2011)
• Christopher Peter Stead

  IRN CPS00010

  • CF11 Money Laundering Reporting (9 Feb 2011 to 24 May 2012)
  • CF10 Compliance Oversight (19 Jan 2006 to 1 Jun 2014)
• Christopher Peters

  IRN CXP00172

  • [FCA CF] Material risk taker (since 1 Mar 2021)
• Christopher Reeves

  IRN CXR00042

  • CF21 Investment Adviser (11 Jul 2007 to 26 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 Jun 2006 to 11 Jul 2007)
• Christopher Woods

  IRN CXW01459

  • CF22 Investment Adviser (Trainee) (7 Apr 2005 to 8 Sep 2006)
• Claire Andree Hafner

  IRN CAH01212

  • SMF11 Chair of the Audit Committee (5 Apr 2024 to 29 Aug 2025)
  • SMF12 Chair of the Remuneration Committee (21 Jul 2021 to 5 Apr 2024)
  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2018 to 31 Dec 2025)

No changes recorded yet.