Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Mar 2026)
    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
  • Financial Planning For Professionals Limited (no longer approved here)

    FRN 523366

    • (23)Employed By (26 May 2010 to 28 Feb 2018)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • CF30 Customer (15 May 2009 to 28 Feb 2018)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF21 Investment Adviser (30 Jun 2003 to 13 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (5 Dec 2002 to 23 May 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF22 Investment Adviser (Trainee) (5 Dec 2002 to 23 May 2003)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (31 Jan 2002 to 5 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Dec 2001)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF21 Investment Adviser (31 Jan 2002 to 31 Jan 2002)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF21 Investment Adviser (31 Jan 2002 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Financial Planning For Professionals Limited

  2. controlled function added: (23)Employed By at Financial Planning For Professionals Limited