Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fortress Financial Services Limited
FRN 836163
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 21 Apr 2023)
- [FCA CF] Functions requiring qualifications (since 7 Jun 2022)
- [FCA CF] Client dealing (since 7 Jun 2022)
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BeaconIFA Limited
FRN 566890
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Aug 2020)
- [FCA CF] Client dealing (since 31 Aug 2020)
- CF30 Customer (4 Sep 2012 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.