BeaconIFA Limited

• Principal Place of Business

  Beacon House

  Red Lion Square

  Tredegar

  Gwent

  NP22 3PW

  UNITED KINGDOM

  Phone

  +4401495713900

  Web

  https://www.beaconifa.co.uk

• Complaints Contact

  Beacon House

  Red Lion Square

  Tredegar

  Blaenau Gwent

  NP22 3PW

  UNITED KINGDOM

  Phone

  +4401495713900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Thomas

  IRN AXT24368

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 22 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 22 Feb 2023)
• Alistair John Cummings

  IRN AXC07827

  • [FCA CF] Functions requiring qualifications (31 Aug 2020 to 20 Nov 2021)
  • CF30 Customer (1 Dec 2018 to 8 Dec 2019)
• Benjamin Edward Arwyn Russell

  IRN BER01024

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 31 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2020)
  • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2021)
  • CF1 Director (13 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (20 Aug 2013 to 8 Dec 2019)
• Benjamin Llewellyn Cochrane-Price

  IRN BXC00091

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
• Charlotte Louise Russell

  IRN CLR01036

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Apr 2012 to 8 Dec 2019)
• Christopher John Ulyatt

  IRN CJU00001

  • [FCA CF] Functions requiring qualifications (31 Aug 2020 to 9 Dec 2022)
  • [FCA CF] Client dealing (31 Aug 2020 to 9 Dec 2022)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
• Christopher John Whitehouse

  IRN CJW00056

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 31 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2020)
  • CF30 Customer (4 Sep 2012 to 8 Dec 2019)
• Christopher Michael O'Meara

  IRN CMO00011

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 16 Dec 2022)
  • [FCA CF] Client dealing (since 16 Dec 2022)
  • CF30 Customer (14 Jan 2021 to 26 Jan 2023)
  • Appointed representative dealing with clients for which they require qualification (4 Dec 2020 to 26 Jan 2023)
• Clive Edward Russell

  IRN TCR00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2020)
  • [FCA CF] Client dealing (since 31 Aug 2020)
  • CF30 Customer (since 20 Aug 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (2 Apr 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Apr 2012 to 30 Sep 2018)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Apr 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Apr 2012 to 8 Dec 2019)
• Colleen Gayley

  IRN CXH01622

  • CF30 Customer (4 Feb 2016 to 8 Dec 2019)

• Bancroft Wealth LTD

  FRN 921443 · Appointed 20 Feb 2020

• Patrick Leonard Beehan (no longer appointed)

  FRN 467408 · Appointed 1 Apr 2021 · Until 17 Dec 2021

• Araemo Financial Ltd (no longer appointed)

  FRN 919874 · Appointed 4 Dec 2020 · Until 30 Jan 2023

No changes recorded yet.