BeaconIFA Limited

• Principal Place of Business

  Beacon House

  Red Lion Square

  Tredegar

  Gwent

  NP22 3PW

  UNITED KINGDOM

  Phone

  +4401495713900

  Web

  https://www.beaconifa.co.uk

• Complaints Contact

  Beacon House

  Red Lion Square

  Tredegar

  Blaenau Gwent

  NP22 3PW

  UNITED KINGDOM

  Phone

  +4401495713900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Malcolm Gay

  IRN DMG00030

  • CF1 Director (AR) (21 Apr 2022 to 20 Mar 2023)
  • Appointed representative dealing with clients for which they require qualification (19 Jul 2021 to 20 Mar 2023)
  • [FCA CF] Functions requiring qualifications (31 Aug 2020 to 20 Mar 2023)
  • [FCA CF] Client dealing (31 Aug 2020 to 20 Mar 2023)
  • CF30 Customer (9 Oct 2017 to 8 Dec 2019)
• David Rae Coldrick

  IRN DRC01113

  • [FCA CF] Functions requiring qualifications (31 Aug 2020 to 24 Feb 2022)
  • [FCA CF] Client dealing (31 Aug 2020 to 24 Feb 2022)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
• James Addison

  IRN JXA16411

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2023)
  • CF30 Customer (since 27 Apr 2023)
• Josephine Herdman

  IRN JXH12578

  • [FCA CF] Functions requiring qualifications (31 Aug 2020 to 17 Dec 2021)
  • [FCA CF] Client dealing (31 Aug 2020 to 17 Dec 2021)
  • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
• Julia Palfrey

  IRN JXP00039

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2020)
• Julian Caple

  IRN JXC00245

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2020)
  • [FCA CF] Client dealing (since 31 Aug 2020)
  • CF30 Customer (29 Jul 2013 to 8 Dec 2019)
• Julie Ann Williams

  IRN JAW01285

  • CF30 Customer (12 May 2021 to 1 Dec 2021)
• Keir Ashman

  IRN KXA01502

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 24 May 2021)
  • [FCA CF] Functions requiring qualifications (since 24 May 2021)
  • [FCA CF] Client dealing (since 24 May 2021)
  • CF30 Customer (since 20 Aug 2020)
• Lauren Kirsty Thould

  IRN LXT00006

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2020)
• Patrick Leonard Beehan

  IRN PLB00016

  • CF30 Customer (14 Jan 2022 to 14 Jan 2022)
  • Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 17 Dec 2021)
  • [FCA CF] Client dealing (31 Aug 2020 to 17 Dec 2021)
  • [FCA CF] Functions requiring qualifications (31 Aug 2020 to 17 Dec 2021)

• Bancroft Wealth LTD

  FRN 921443 · Appointed 20 Feb 2020

• Patrick Leonard Beehan (no longer appointed)

  FRN 467408 · Appointed 1 Apr 2021 · Until 17 Dec 2021

• Araemo Financial Ltd (no longer appointed)

  FRN 919874 · Appointed 4 Dec 2020 · Until 30 Jan 2023

No changes recorded yet.