Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 24 May 2021)
    • [FCA CF] Functions requiring qualifications (since 24 May 2021)
    • [FCA CF] Client dealing (since 24 May 2021)
    • CF30 Customer (since 20 Aug 2020)
    • Employed By (since 20 Aug 2020)
  • Elite Financial Consulting Ltd (no longer approved here)

    FRN 529009

    • CF30 Customer (23 Sep 2013 to 22 Aug 2014)
  • Blueprint Financial Solutions Ltd (no longer approved here)

    FRN 409853

    • Employed By (19 Sep 2012 to 26 Apr 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Sep 2012 to 26 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.