Alex Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BeaconIFA Limited

    FRN 566890

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2023)
    • [FCA CF] Client dealing (since 22 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Nov 2019 to 3 Aug 2020)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (353)Employed By (25 Nov 2019 to 22 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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